Attorney Mangones represented a broker in a FINRA Arbitration seeking expungement of his former employer’s affirmative answer to Question 7(F)(1) on his U5. Attorney Mangones argued that the claimant may have violated certain internal policies of the firm, but had not violated any industry standards. The FINRA Panel awarded the requested expungement relief based on the defamatory nature of the disclosure. #FINRA Arbitration, #Defamation
Godbout Law provides individuals and small to mid-sized businesses with legal representation in regards to breach of fiduciary duty damages.
If you are in need of legal representation in the case of a breach of fiduciary duty complaint, please consider contacting Godbout Law for a consultation.